Alert August 06, 2002

Financial Services Alert

  • SEC Requests Comment on Manner in which Sarbanes-Oxley Act Certification Requirements Should Apply to Registered Investment Companies
  • FRB Issues Opinions on Insurance Administration and Flood Zone Determination Activities
  • FRB-Kansas City Issues Letter Offering Guidance as to Audit Committee Review of FDICIA Internal Control Certification Process
  • SEC Proposes Rule Requiring Research Reports to Include Analyst Certifications
  • Corporate Department Issues Client Memorandum Concerning Corporate Governance Reforms Contained in Sarbanes-Oxley Act