Alert August 13, 2002

Financial Services Alert

  • OTS Issues a Number of Interpretations Regarding Preemption, Governance Issues
  • OCC Issues Advisory Letter Concerning Reverse Stock Splits
  • Massachusetts Act Regulating Telemarketing Solicitation Expected To Be Signed Into Law
  • OTS Issues Final Rules on Mutual-to-Stock Conversions and Mutual Holding Companies
  • Corporate Department Issues Two Additional Client Memoranda Concerning Corporate Governance Reforms Contained in Sarbanes-Oxley Act