Alert September 03, 2002

Financial Services Alert

  • SEC Issues Final Form N-SAR, Proposes Fund Shareholder Report, Certification Rules
  • FRB Rescinds Payment Systems Proposals
  • IRS Proposes Additional Regulations for Mark-to-Market Election for PFIC Stock
  • Fifth Circuit Rules that Mental Capacity May Be Considered in Arbitration
  • OCC Permits Bank Acquisition of Non-Marketable Preferred Stock as Acquisition of Debt
  • FRB, OCC, SEC Issue Draft White Paper on Strengthening the Resilience of US Financial System