Alert October 01, 2002

Financial Services Alert

  • OTS Finalizes Partial Rollback of Parity Act Preemption
  • SEC Disciplines Fund Sub-Adviser Over Failure to Disclose Role of IPOs in Fund Performance
  • Treasury Issues Proposed Anti-Money Laundering Rule for Insurance Companies
  • OCC Finalizes Regulation on Debt Cancellation Contracts and Debt Suspension Agreements