• NYSE and Nasdaq Propose to Require Stockholder Approval of Equity Compensation Plans
• FDIC Issues Letter Concerning its Examination Procedures for Assessing Information Technology Risk
• DOL Amends Broker-Dealers’ Prohibited Transaction Class Exemption
• DOL Provides Guidance on Fiduciary Duties Related to ESOP Loan Refinancings
• Goodwin Procter’s Corporate Department Issues Advisory Concerning Sarbanes-Oxley Act Prohibition on Personal Loans to Directors and Executive Officers
• SEC Proposes Further Sarbanes-Oxley Implementing Rules