Alert October 29, 2002

Financial Services Alert

  • Seventh Circuit Holds that HOEPA Does Not Preclude Alternative Mortgage Transaction Parity Act from Preempting Illinois High Cost Loan Restrictions
  • SEC Proposes Rules Applicable to Registered Investment Companies Pursuant to the Sarbanes-Oxley Act Regarding Codes of Ethics, Audit Committee Financial Experts and Improper Influence on Audits
  • FinCEN Postpones Effective Date of USA PATRIOT Act Anti-Money Laundering Program Requirement for Certain Industries