- SEC Adopts Rule Allowing Federal Registration of Internet Investment Advisers
- OTS Issues Final Rules Implementing Securities Recordkeeping and Confirmation Requirements and Amending Fiduciary Regulations
- IRS Denies Beneficial Tax Treatment to Certain “Wrap-Around” Annuities Investing in Hedge Funds
- OTS Amends its Annual Independent Audit Requirements for Small, Healthy, Non-Public Thrifts
- California Appellate Court Holds Thrifts Subject to California Unfair Competition Law