Alert December 24, 2002

Financial Services Alert

  • SEC Proposes Quarterly of Portfolio Holdings and Changes to Shareholder Reports for Registered Investment Companies
  • Federal Banking Agencies Proposed Disciplinary Action Rules for Accountants Performing Audit Services
  • NY Reduces Foreign Branch Asset Pledge Requirement
  • U.S. Department of Treasury Extends Deadline for Banks and Brokers to Comply with Shell Bank Rules