Alert January 14, 2003

Financial Services Alert

  • SEC Proposes Sarbanes-Oxley Related Requirements for Audit Committees of Exchange Listed Issuers Including Investment Companies
  • FFIEC Issues Guidelines Concerning Credit Card Lending
  • Treasury, SEC and FRB Submit Joint Report on Anti-Money Laundering and Investment Companies
  • OCC Proposes Easing Public Welfare Rules
  • Chicago Thrift Enters into Fair Lending Consent Agreement with DOJ