Alert May 27, 2003

Financial Services Alert

  • SEC Adopts Final Rule Implementing Sarbanes-Oxley Prohibition Regarding Improper Influence on Conduct of Audits
  • FFIEC Issues Guidance on Business Continuity Planning and Supervising Technology Service Providers
  • FRB Permits Aircraft Title Abstracting
  • Congress Passes New Tax Package, Reducing the Tax Rates on Dividends, Capital Gains and Ordinary Income for Individuals
  • SEC Conducts Fact-Finding Roundtable on Hedge Funds
  • Basel Committee Publishes Results of 2001 Disclosure Survey
  • FRB Publishes Slides Concerning US Implementation of Basel II