Alert June 17, 2003

Financial Services Alert

  • “Mutual Funds Integrity and Fee Transparency Act of 2003” Introduced in House
  • ERISA Preempts New York UBIT
  • FRB Discusses Basel Application to US Operations of Foreign Banks; Issues Analysis of Certain Issues
  • SEC Responds to Congressional Request for Information on Mutual Fund Issues
  • SEC Adopts Investment Company Act Safe Harbor for Research and Development Companies