- FASB Proposes Reducing Availability of QSPE Status
- IRS Issues Private Letter Ruling Holding that Certain Debt-Financed Redemptions Not UBTI
- SEC Adopts Investment Company Act Safe Harbor for Research and Development Companies
- NYSE/NASD IPO Advisory Committee Makes Recommendations to Improve the IPO Process
- Arkansas Supreme Court Holds that Bank that Knowingly and Maliciously Filed False SAR is Not Protected by Statutory “Safe Harbor”
- NASD Clarifies that Broker-Dealer Supervisory and Recordkeeping Obligations Apply to Instant Messages