Alert October 14, 2003

Financial Services Alert

  • OTS Finalizes 23A/23B Rules
  • NASD Issues Further Interpretive Advice Concerning the Sale of Hedge Funds
  • OCC Analyzes Multi-State Fiduciary Authority of National Banks
  • OCC Issues Paper Concerning "Relationship Banking" and Anti-Tying Restrictions
  • Interagency Task Force on Fair Lending Publishes Brochure Concerning Predatory Lending
  • SEC Chairman Announces Rulemaking Initiatives to Address Late Trading and Market Timing Abuses
  • OCC Issues Letter Clarifying the Location of a National Bank Other Items of Note