Alert October 28, 2003

Financial Services Alert

  • SEC Proposes Rule Permitting Manager-of-Managers Arrangements
  • OCC Promotes Dual Banking System
  • OTS Provides IA Complex Blanket Rebuttals of Control and Concerted Action
  • SEC Expected to Approve NYSE and Nasdaq Corporate Governance Standards
  • OCC Disapproves CBCA Notice of Issuer of Subprime Credit Cards Regarding Its Intent to Acquire Bank Engaged in Credit Card Lending
  • FRB Changes Method for Calculating Income Earned by Banks on Balances