- SEC Proposes Providing Alternative Net Capital Computations for Broker-Dealers That Elect Status as Consolidated Supervised Entities
- OTS Rules Escrow Provision Preempted Even with New York Choice of Law Provision
- SEC Issues Proposed Rules Regarding Short Sales
- Federal Banking Agencies Issue Guidance on Independent Real Estate Appraisals and Evaluations
- OCC Issues Updated Corporate Governance to Bank Directors
- Federal Banking Agencies Request Comment on Basel Revisions