Alert December 02, 2003

Financial Services Alert

  • Congress Extends Fair Credit Reporting Act Preemption, Imposes New Requirements on Credit Bureaus and Users
  • SEC Adopts Disclosure Requirements Regarding Director Nominations and Shareholder Communications with Directors
  • FinCEN Issues Guidance on Suspicious Activity Reports
  • SEC Approves New NASD “Hot Issues” Rule
  • U.S. Court of Appeals for Sixth Circuit Holds “Prerequisite” Demand Required for Tying Violation