Alert June 22, 2004

Financial Services Alert

  • SEC Issues Proposed Bank Broker-Dealer Rules; SEC and Banking Staff Discuss Proposal at Conference Co-Hosted by Goodwin Procter
  • Federal Banking Agencies Issue Advisory on Accepting Accounts from Foreign Governments, Embassies and Political Figures
  • SEC to Act on Proposals Regarding Short Sale Regulation, Disclosure Regarding Fund Advisory Contract Approvals and Added Fund Corporate Governance Requirements
  • Comment Period for Interagency Statement Regarding Complex Structured Finance Activities Extended to July 19, 2004