Alert June 29, 2004

Financial Services Alert

  • SEC Adopts Additional Investment Company Governance Requirements
  • Banking Agencies, FTC Issue Proposed Regulations on Fair Credit Reporting Affiliate Marketing
  • OCC Issues Advisory Letter Concerning Electronic Record Keeping Systems
  • SEC Approves Changes to Disclosure Requirements Regarding Approval of Investment Company Advisory Contracts
  • SEC Adopts Final Rules Regarding Short Sales
  • SEC to Make Comment Letters and Responses Publicly Available