Alert August 03, 2004

Financial Services Alert

  • SEC Finalizes Rule Regarding Fund Governance Standards and Recordkeeping Requirements
  • FFIEC Issues Guidance on Information Technology Management and Outsourcing Technology Services
  • OCC Deems 10 Percent Voting Rights Sufficient for Operating Subsidiary
  • Federal Banking Agencies Issue Examination Procedures for AML Customer Identification Programs under the USA PATRIOT Act