Alert October 12, 2004

Financial Services Alert

  • DOL Finalizes Regulations for Automatic Rollovers of Plan Distributions
  • Federal Banking Agencies File Joint Comment Criticizing Proposed SEC Regulation B on Bank Broker Exemptions under Gramm-Leach-Bliley Act
  • FRB Governor Discussions Basel II Cross-Border and US Advanced Approach Issues
  • DOL Provides Guidance on Missing Defined Contribution Plan Participants
  • Basel Committee Issues Guidance on KYC Risk Management for Banks with Multinational Operations
  • OTS Signs Agreement with EU Permitting Consolidated Supervision