Alert January 11, 2005

Financial Services Alert

  • OTS Approves Thrift Op Sub Holding Incidental Interest in Securities Partnership
  • MSRB Files Advertising Rule Amendments Relating to Municipal Fund Securities with SEC and Proposes Additional Amendments for Public Comment
  • Bank Not Liable for Identity Theft Perpetrated Shortly after Theft of Credit Card Information
  • FinCEN Proposes Changes to Filings on Customers Exempt from the Requirement to File Currency Transaction Reports
  • SEC Publishes Release Regarding Recent Action on Investment Advisers Act Exclusion for Broker-Dealers
  • Massachusetts Enacts Significant Banking Re-Codification Legislation