Alert February 01, 2005

Financial Services Alert

  • Banking Agencies Issue Basel II Implementation Guidance; FDIC Expands its Authority to Order Special Examination of Institutions Whose Primary Federal Regulator is Not FDIC
  • SEC Approves NASD Rule Amendment Prohibiting Investment Company Directed Brokerage Arrangements
  • FTC Issues Final Rule Under FACTA on Notice of Opt Out Right for Prescreened Offers of Credit
  • Federal Reserve Bank of Boston Issues Basel II Study of US Processing Banks
  • OTS Postpones Changes to Quarterly Financial Reports