Alert February 08, 2005

Financial Services Alert

  • Independent Directors Council Task Force Issues Report on Independent Chair Person Requirement for Registered Funds
  • OCC Issues Guidelines Establishing Standards for Residential Mortgage Lending Practices
  • Basel Committee Issues Validation Guidance
  • SEC Staff Grants No-Action Relief Regarding the Treatment of Offshore Fund Units as Voting Securities under the 1940 Act
  • Massachusetts Enacts Banking Re-codification Legislation