Alert February 22, 2005

Financial Services Alert

  • OCC Rules State Lending Laws Not Preempted When National Bank Serves as Loan Pool Trustee
  • NASD Amends Rule on Predispute Arbitration Agreements with Customers
  • OCC Permits National Bank Investment in Gold Shares
  • Independent Directors Council Issues Report on Board Self-Assessments
  • SEC Extends Relief from AML Program Requirement for Broker-Dealers Relying on Registered Investment Advisers to Perform Aspects of the Customer Identification Program
  • Goodwin Procter Issues Client Alerts Concerning Federal Legislation Affecting Offshore Hedge Fund Deferred Arrangements and Class Action Litigation