Alert March 08, 2005

Financial Services Alert

  • SEC Adopts Rule Regarding Redemption Fee and Intermediary Participation in Mutual Fund Efforts to Police Market Timing
  • SEC Further Extends Date for Bank Broker Compliance
  • FRB Issues Final Rule on Inclusion of Trust Preferred Securities in Tier 1 Capital
  • SEC Reopens Comment Period on Point of Sale Disclosure
  • Federal Banking Agencies Issue Joint Guidance on Overdraft Protection Programs