Alert April 26, 2005

Financial Services Alert

  • OCC Approves Acquisition of Global Trade Management Services Business 
  • NASD Proposes Expansion of Pre-Use Filing and Registered Principal Pre-Approval Requirements
  • OCC Issues Letter Concerning the Application of Regulation O to Renewals of Loans to Bank Insiders
  • SEC Staff Grants No-Action Relief from Shareholder Approval Requirements for Interim Advisory Agreement with Successor Adviser in Anticipation of Fund's Merger
  • OCC Permits National Bank to Engage in Advisory Services Independent to Messenger Services
  • Goodwin Procter to Host NE Chapter of Association of Corporate Counsel Seminar on "Hot Topics in Financial Services"