Alert June 07, 2005

Financial Services Alert

  • DOL Issues Advisory Opinion Regarding In-Kind Investments in Bank-Maintained Collective Investment Funds
  • FDIC Holds Public Hearing Concerning Proposal to Preempt State Laws
  • MSRB Receives SEC Approval of Amendments to Advertising Rules for Municipal Fund Securities; Proposes Additional Advertising Rule Changes
  • FinCEN Enters Information Sharing Agreements with State Banking Agencies
  • SEC and DOL Issue Tips for Selecting and Monitoring Pension Consultants