Alert July 05, 2005

Financial Services Alert

  • Following Remand from D.C. Circuit SEC Determines Fund Governance Rules Need No Modification
  • Federal Banking Agencies and FinCEN Jointly Issue BSA/AML Compliance Manual
  • OCC Issues Bulletin on Web Spoofing Risk Mitigation
  • OCC Waives Certain Part 12 Transaction Notification Requirements of Bank Transfer Agent
  • OTS Grants Exemption from DIMIA Allowing a Director of Merrill Lynch to Serve at the Same Time as a Director of GM