Alert July 19, 2005

Financial Services Alert

  • Federal Appeals Court Upholds Preemption for National Bank Operating Subsidiaries
  • SEC Publishes for Public Comment MSRB Proposal Regarding Availability of Month-End Performance in Connection with Advertisements for Municipal Fund Securities
  • Acting Comptroller Williams Makes Presentation Concerning National Banks and the Bank Supervisory Process
  • SEC, FDIC and OTS Issue Investor Alert Concerning Mutual-to-Stock Conversions
  • Department of Justice Issues Revised Guidelines for Money Laundering Prosecutions
  • NASD Issues Notice to Members Regarding Timeline for Agency Securities Lending Disclosure Initiative
  • Other Items Inside...