Alert September 20, 2005

Financial Services Alert

  • NYSE Files Change of Interpretive Position on Discretionary Voting with Respect to Fund Advisory Contract Proposals
  • FFIEC Releases 2004 HMDA Data
  • SEC Approves NASD’s Revised Definition of Branch Office
  • FRB, FDIC and OCC Announce Implementation of Online Call Report System; Also Propose Changes to Call Report
  • SEC Adopts Katrina-Related Measures
  • SEC Extends Compliance Date for Portions of Adviser Act Rule Governing Status of Broker‑Dealers
  • SEC to Consider Interpretive Release on Soft Dollars at Open Meeting
  • GAO Issues Report on SEC Examination Process