Alert October 18, 2005

Financial Services Alert

  • District Court Holds Attorney General Fair Lending Inquiry an Impermissible Exercise of Visitorial Rights over National Banks
  • SEC Staff Indicates that Broker‑Dealer Not Subject to Advisers Act with Respect to Cash Management Program for Institutional Clients
  • New FDIC State Law Preemption Proposal Issued for Comment
  • FFIEC Issues Guidance Concerning Authentication in an Internet Banking Environment
  • NASD Announces Effective Date of Amendments to “New Issues Rule”