Alert November 29, 2005

Financial Services Alert

  • Goodwin Procter and RMA to Host Second Basel IA Webinar
  • SEC Associate Director Gohlke Discusses Registered Adviser Compliance and the SEC Inspection Process at Fund of Hedge Funds Forum
  • FRB Amends Reg. CC to Shift Liability to Depositary Bank for “Remotely Created Checks”
  • NASD's Extension of Due Dates for Initial Annual Reports and CEO Certifications Relating to Supervisory Procedures Declared Effective By SEC
  • SEC Proposes Proxy Rule Changes to Permit Delivery of Proxy Materials Via Website