Alert January 17, 2006

Financial Services Alert

  • Goodwin Procter to Host Webinar on Section 312 of USA PATRIOT Act
  • SEC Decides to Take No Action Against Putnam Investments, Citing “Extraordinary” Cooperation
  • Banking Agencies Issue Proposed Guidance on Commercial Real Estate Concentrations and Sound Risk Management Practices
  • U.S. Supreme Court Rules in Favor of National Bank in Diversity Jurisdiction Case
  • OFAC Issues Interim Final Rule Concerning Enforcement Guidelines
  • ICI and IDC Release Study on Fund Governance Practices
  • SEC Announces Appointment of Susan Ferris Wyderko as Interim Director of Division of Investment Management