Alert April 18, 2006

Financial Services Alert - April 18, 2006

  • Closed-End Investment Company Denied No-Action Relief to Exclude Shareholder Proxy Proposal Seeking to Reduce Board’s Size
  • DOL Finalizes Amendment to Prohibited Transaction Exemption Concerning Interest-Free Loans
  • Basel Committee Seeks Comments on Updated Banking Supervision Core Principles and Related Methodology
  • Agencies Update HMDA FAQs
  • OCIE Director Discusses AML Compliance/Examination Issues at SIA Conference
  • Goodwin Procter to Co-Host Compliance Seminar
  • SEC Announces Next Director of Division of Investment Management