Alert June 27, 2006

Financial Services Alert - June 27, 2006

  • U.S. Court of Appeals Vacates Hedge Fund Adviser Registration Rule but Withholds Mandate
  • District Court Upholds OTS Opinion on Preemption for Exclusive Agents of Thrifts
  • SEC Adopts Fund-of-Funds and Cash Sweep Rules and Related Prospectus Fee Table Disclosure Requirements
  • U.S. Supreme Court to Review Case on Whether OCC Regulations Preempt Conflicting State Laws:  Watters v. Wachovia Bank
  • OCIE Chief Counsel Discusses SEC Examination Focus
  • FDIC Issues Guidance on Outsourcing to Foreign Providers