Alert October 10, 2006

Financial Services Alert - October 10, 2006

  • Goodwin Procter to Co-Present a Basel Conference; Host Post-Conference Cocktail Reception - Save the Date
  • DOL Proposes Regulation Relating to Default Investment Alternatives
  • Basel Committee Issues Guidance on Basel IRB “Use Test”
  • SEC Director of Division of Investment Management Discusses Exchange Traded Funds
  • FinCEN Issues SAR Guidance for Mutual Funds
  • Director of SEC Division of Investment Management Outlines Priorities
  • SEC to Hold CCOutreach National Seminar
  • Webinar Concerning Reducing the Risk of Stock Options Backdating