• President Signs Financial Services Regulatory Relief Act of 2006
• FDIC Finalizes Rule Regarding One-Time Credit Assessment
• SEC Settles Administrative Proceedings against Adviser over Fund Shareholder Report Disclosure Regarding Partial-Interest-Paying Bonds and Related Portfolio Manager Commentary
• DOL Advisory Opinion Addresses Scope of Prohibited Transaction Exemption Concerning Bank-Maintained Collective Funds
• Basel Committee Publishes Industry Practice in Key Areas of Operational Risk Advanced Approach
• SEC OCIE Staffer Discusses Identity Theft Prevention
• SEC Publishes Audit of Investment Company Act Exemptive Application Process
• SEC Action on Internet Availability of Proxy Materials Scheduled for December 2006
• SEC Proposes Changes to Net Capital Rule for Broker-Dealers Also Registered as Futures Commission Merchants
• Goodwin Procter to Co-Present a Basel Conference; Host Post-Conference Cocktail Reception - Save the Date!