Alert February 20, 2007

Financial Services Alert - February 20, 2007

  • NYBD Evaluates Risk Capital Impact of Basel II Standardized Approach
  • Banking Agencies Publish Supplemental Guidance on Basel II—Supervisory Review Process
  • SEC Staff Provides Guidance Regarding the Use of Hedge Clauses in Investment Advisory Agreements
  • NASD Issues Notice to Members Regarding Oversight of Recommendations Made by Registered Representatives that Have Just Changed Firms