Alert June 05, 2007

Financial Services Alert - June 5, 2007

  • NYSE Excludes Registered Investment Companies from Proposed Rule Change Eliminating Discretionary Broker Voting on Director Elections
  • SEC Chairman Urges Congress to Repeal the Soft Dollar Safe Harbor Afforded by Section 28(e) of the Securities Exchange Act of 1934
  • NASD and NYSE File Proposed Rules Addressing Business Entertainment Oversight
  • Review of SEC’s Semi-Annual Regulatory Agenda