Alert November 20, 2007

Financial Services Alert - November 20, 2007

  • SEC Votes to Propose New Mutual Fund Summary Disclosure Document and Related Changes to Mutual Fund Prospectus Disclosure Requirements
  • SEC Issues Concept Release on Disclosures Relating to Business Activities in Countries Designated as State Sponsors of Terrorism
  • MFA Releases “Sound Practices for Hedge Fund Managers”
  • FINRA Sets Effective Date for New Rule Governing Deferred Variable Annuity Sales and Exchanges
  • ICI and IDC Issue Overview of Fund Governance Practices 1994-2006
  • Goodwin Procter’s ERISA/Employee Benefits Practice Area Issues Update on DOL Final Regulation Concerning Qualified Default Investment Alternatives