Alert November 27, 2007

Financial Services Alert - November 27, 2007

  • Basel II Final Credit Risk Mitigation, Securitization, Equity Exposure, Operational Risk and Disclosure Rules
  • Materials from CCOutreach National Seminar Posted on SEC Website
  • SEC Publishes Release Proposing Mutual Fund Disclosure Changes
  • SEC and FINRA Announce Date of CCOutreach BD National Seminar