Alert March 04, 2008

SEC Issues Release Proposing Amendments to Form ADV Part II and Electronic Filing Requirement

The SEC issued the formal release proposing rule and form changes that would (a) revise the content and presentation requirements for Part II of Form ADV, the registration form for advisers registered with the SEC, and (b) require registered advisers to file Part II electronically with the SEC, which would make the filings publicly available on its website.  More detailed coverage of  the release will appear in a future edition of the Alert.