Alert November 17, 2009

SEC Staff Announces 2010 National CCOutreach Seminar

The SEC staff announced that it will be holding a National CCOutreach Seminar for investment adviser, investment company, and broker-dealer chief compliance officers in Washington, DC on January 26, 2010.  The Seminar will be webcast on the SEC website at http://www.sec.gov/news/otherwebcasts.shtml, with the webcast archived for future access.  The agenda for the January 2010 Seminar is available at http://www.sec.gov/info/cco/ccons2010agenda.htm.