Alert November 17, 2009

SEC Staff Announces 2010 National CCOutreach Seminar

The SEC staff announced that it will be holding a National CCOutreach Seminar for investment adviser, investment company, and broker-dealer chief compliance officers in Washington, DC on January 26, 2010.  The Seminar will be webcast on the SEC website at, with the webcast archived for future access.  The agenda for the January 2010 Seminar is available at