Alert December 14, 2010

Comments Due by January 24, 2011 on SEC Advisers Act Rulemaking Proposals Addressing New Registration Exemptions and Other Dodd Frank Matters

Comments are due by January 24, 2011 on the SEC’s proposed rules with respect to new Investment Advisers Act registration exemptions, revisions to Form ADV and related matters under the Dodd-Frank Act.  The SEC is posting comments it receives on the proposals here and here.  For more information on the proposed rules, please see our November 19, 2010 and November 24, 2010 Client Alerts and the December 7, 2010 Alert.