Alert December 13, 2011

SEC Announces Compliance Outreach Program National Seminar for Adviser and Fund CCOs and Senior Officers

The SEC staff announced that it will be holding the Compliance Outreach Program’s 2012 National Seminar for investment adviser and investment company chief compliance officers and senior officers in Washington, DC on January 31, 2012.  The Seminar will be simulcast on the SEC website here, with the webcast archived for future access.  The agenda for the January 2012 Seminar is available here.