Alert April 30, 2013

Rollout of New Online Form 13F Delayed Until At Least May 20

The staff of the SEC’s Division of Investment Management announced that mandatory filing of Form 13F using the EDGAR XML Technical Specification, previously scheduled to begin April 29, 2013, will now commence no sooner than May 20, 2013.  The SEC staff will publish another notice once the rollout date is confirmed.  The new filing requirement does not affect Form 13F or its instructions.