Alert June 24, 2014

Goodwin Procter Alert: SEC Approval of Amendments to FINRA Corporate Financing Rules Will Reduce Burdens on Parties in Public Offerings

A new client alert discusses amendments to FINRA corporate financing and underwriter conflicts of interest rules recently approved by the SEC that will affect not only underwriters and issuers in public offerings, but investment banks acting as independent financial advisors to issuers, and investment funds and other investors that are significant stockholders in public companies.