Speaking Engagements

Navatar Webinar: Solving Private Equity's Broker-Dealer Compliance Challenge

November 1, 2016


Goodwin FIN partner Peter LaVigne joined the private equity panel for a November 1 Navatar Group webinar titled, "Solving Private Equity's Broker-Dealer Compliance Challenge."

Peter and his fellow panelists discussed the background of the Blackstreet Capital Management case – which settled after finding that the manager in that case had acted as an unregistered broker, the lessons that can be drawn from it, and solutions to the broker registration problem for private equity fund managers.

During the webinar, panelists debated and analyzed the SEC's crackdown on private equity firms acting as unregistered brokers.

For more information, please visit the event website.