Earlier this year, the SEC Division of Investment Management released and provided a new custody rule guidance under the Investment Advisers Act of 1940. The new guidance addresses the three areas under the Custody Rule, which are the standing letters of authorization, client's grant of authority to an adviser, and the provisions in a separate custodial agreement. In this LIVE webcast, a seasoned panel of thought leaders, professionals and advisers assembled by The Knowledge Group will provide and present to the audience the recent trends and developments related to the Latest SEC Custody Rule Guidance. Speakers will also identify how the new guidance impacts investment advisers. Jason Monfort, an associate in Goodwin’s Financial Industry and Investment Management Practices, will speak on this webinar.
For additional information, please visit the event website.