In a large company, there's the potential for somebody to break securities laws. In fiscal year 2020, the Securities and Exchange Commission (SEC) took more than 700 enforcement actions against companies and brought a record $4.7 billion in judgments against them. Goodwin Financial Industry partner Nick Losurdo, who has served as SEC commissioner counsel, warns following the written rules to get cooperation credit sometimes won't be enough. Read the article in CFO Dive here.
In The Press December 15, 2020